What is included in an S-1?

What is included in an S-1?

Form S-1 requires companies to provide information on the planned use of capital proceeds, detail the current business model and competition and provide a brief prospectus of the planned security itself, offering price methodology and any dilution that will occur to other listed securities.

Is an S-1 the same as a prospectus?

As per the Securities Act of 1933, the form S-1 is referred to as a registration statement. The first part of S-1 form is called the prospectus. The prospectus is a the disclosure document that issuers of securities must provide to potential investors.

What are the two main sections of the Form S-1?

There are two major sections of the S-1, the prospectus and an optional section. In the prospectus, your team provides historical and financial information about the company, when it will issue shares, and key information investors look for.

What is f1 filing?

SEC Form F-1 is a filing with the Securities and Exchange Commission (SEC) required for the registration of certain securities by foreign issuers. SEC Form F-1 is required to register securities issued by foreign issuers for which no other specialized form exists or is authorized.

What is an f1 filing?

Is filing an 8K bad?

Is an 8K filing bad? No. Form 8-K is used to disclose any events or information that may affect investor decisions to the public, so it can contain both positive and negative events.

What is an 8K vs 10K?

10-K – the annual report that is filed (yearly) by a company. This is an extremely in-depth document that contains everything that you ever wanted to know about the company. 8-K – a form that is filed by companies to inform their shareholders of “unscheduled material events that are important to shareholders”.

Are s1 filings public?

Form S-1 is an SEC filing used by companies planning on going public to register their securities with the U.S. Securities and Exchange Commission (SEC) as the “registration statement by the Securities Act of 1933”. The S-1 form has an OMB approval number of 3234-0065 and the online form is only 8 pages long.